So, Chi Ming (SFC:AEN527) 蘇智明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KINGSTON SECURITIES LIMITED | Rep | Advising on corporate finance | 2005-01-24 | |
| 2 | KINGSTON FUTURES LIMITED | Rep | Advising on futures contracts | 2005-01-24 | |
| 3 | KINGSTON SECURITIES LIMITED | Rep | Advising on securities | 2005-01-24 | |
| 4 | KINGSTON FUTURES LIMITED | Rep | Asset management | 2005-01-24 | KINGSTON SECURITIES LIMITED | Rep | 2005-01-24 |
| 5 | KINGSTON SECURITIES LIMITED | Rep | Automated trading services | 2003-07-04 | |
| 6 | KINGSTON FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-09-10 | |
| 7 | KINGSTON SECURITIES LIMITED | Rep | Dealing in securities | 2008-09-10 |
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