Rogers, Nicholas David
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIL Investment Management (Hong Kong) Limited | Rep | Asset management | 2004-02-24 | 2005-07-15 | Rep | Dealing in securities | 2004-02-24 | 2005-07-15 | Rep | Advising on securities | 2004-10-15 | 2005-07-15 | RO | Advising on securities | 2005-07-15 | 2008-03-31 | RO | Asset management | 2005-07-15 | 2008-03-31 | RO | Dealing in securities | 2005-07-15 | 2008-03-31 |
| 2 | MARCO POLO PURE ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2008-04-01 | 2009-07-22 | RO | Asset management | 2008-04-01 | 2009-07-22 |
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