Ng, Yiu Man (SFC:AGJ090) 吳耀文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HENYEP SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-11-04 | Rep | Advising on securities | 2004-11-04 | Rep | Asset management | 2004-11-04 | Rep | Automated trading services | 2004-12-14 | Rep | Dealing in securities | 2006-01-04 | RO | Dealing in securities | 2006-01-04 | 2019-11-30 | Rep | Dealing in securities | 2023-04-21 | 2023-05-15 | RO | Dealing in securities | 2023-05-15 |
| 2 | PEAK CLOUD LIMITED | RO | Dealing in securities | 2019-12-05 | 2023-03-31 | Rep | Dealing in futures contracts | 2020-06-15 | 2021-03-26 | RO | Dealing in futures contracts | 2021-03-26 | 2023-03-31 |
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