Li, Charles Ding Ching 李鼎正
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED | RO | Asset management | 2004-11-23 | RO | Automated trading services | 2004-11-23 | RO | Advising on futures contracts | 2015-09-17 | RO | Dealing in futures contracts | 2015-09-17 |
2 | WING ON CHEONG SECURITIES COMPANY LIMITED | RO | Advising on corporate finance | 2004-11-23 | RO | Asset management | 2004-11-23 | RO | Automated trading services | 2004-11-23 | RO | Advising on securities | 2015-09-17 | RO | Dealing in securities | 2015-09-17 |
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