Fong, Herman Yat Wo 方逸禾
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2004-10-13 | 2005-01-05 |
| 2 | D. B. ZWIRN ASIA PARTNERS LIMITED | RO | Advising on securities | 2005-09-27 | 2008-12-31 | RO | Dealing in securities | 2005-09-27 | 2008-12-31 | RO | Dealing in futures contracts | 2007-10-05 | 2008-12-31 |
| 3 | PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED | Rep | Asset management | 2009-05-14 | 2011-08-10 | RO | Asset management | 2011-08-10 | 2018-10-02 | RO | Dealing in securities | 2016-06-16 | 2018-10-02 |
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