Li, James Ziming 李子鳴
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | D. B. ZWIRN ASIA PARTNERS LIMITED | Rep | Advising on securities | 2006-12-29 | 2008-02-22 | Rep | Dealing in securities | 2006-12-29 | 2008-02-22 |
| 2 | ODYSSEUS CAPITAL MANAGEMENT LIMITED (GBSC) | RO | Advising on securities | 2022-07-06 | RO | Asset management | 2022-07-06 |
| 3 | StormHarbour Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2010-04-22 | 2011-02-22 | Rep | Advising on securities | 2010-04-22 | 2011-02-22 | Rep | Dealing in securities | 2010-04-22 | 2011-02-22 | Rep | Advising on corporate finance | 2011-07-26 | 2014-05-30 | Rep | Advising on securities | 2011-07-26 | 2014-05-30 | Rep | Dealing in securities | 2011-07-26 | 2014-05-30 |
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