Chan, Shing Yan (SFC:AGE665) 陳盛恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Ares Management Asia (Hong Kong) Limited | Rep | Asset management | 2017-02-07 | 2019-10-28 | Rep | Dealing in securities | 2017-02-07 | 2019-10-28 | Rep | Advising on securities | 2017-04-12 | 2019-10-28 |
| 2 | CPPIB Asia Inc. | Rep | Dealing in securities | 2020-01-13 | 2020-05-18 | RO | Dealing in securities | 2020-05-18 | 2022-01-01 |
| 3 | CPPIB Credit Investments Asia Limited | RO | Dealing in securities | 2022-01-05 | |
| 4 | D. B. ZWIRN ASIA PARTNERS LIMITED | Rep | Advising on securities | 2007-01-30 | 2008-12-31 | Rep | Dealing in securities | 2007-01-30 | 2008-12-31 |
| 5 | INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED | Rep | Advising on securities | 2011-04-21 | 2011-10-07 | RO | Advising on securities | 2011-10-07 | 2016-07-31 |
| 6 | RAB CAPITAL (ASIA) LIMITED | RO | Advising on securities | 2009-11-16 | 2010-12-31 | RO | Asset management | 2009-11-16 | 2010-12-31 | RO | Dealing in securities | 2009-11-16 | 2010-12-31 |
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