Chan, Shing Yan (SFC:AGE665) 陳盛恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | D. B. ZWIRN ASIA PARTNERS LIMITED | Rep | Advising on securities | 2007-01-30 | 2008-12-31 | RAB CAPITAL (ASIA) LIMITED | RO | 2009-11-16 | 2010-12-31 | INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED | Rep | 2011-04-21 | 2011-10-07 | INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED | RO | 2011-10-07 | 2016-07-31 | Ares Management Asia (Hong Kong) Limited | Rep | 2017-04-12 | 2019-10-28 |
| 2 | RAB CAPITAL (ASIA) LIMITED | RO | Asset management | 2009-11-16 | 2010-12-31 | Ares Management Asia (Hong Kong) Limited | Rep | 2017-02-07 | 2019-10-28 |
| 3 | D. B. ZWIRN ASIA PARTNERS LIMITED | Rep | Dealing in securities | 2007-01-30 | 2008-12-31 | RAB CAPITAL (ASIA) LIMITED | RO | 2009-11-16 | 2010-12-31 | Ares Management Asia (Hong Kong) Limited | Rep | 2017-02-07 | 2019-10-28 | CPPIB Asia Inc. | Rep | 2020-01-13 | 2020-05-18 | CPPIB Asia Inc. | RO | 2020-05-18 | 2022-01-01 | CPPIB Credit Investments Asia Limited | RO | 2022-01-05 |
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