Chun, Angela Ka Yee 秦嘉兒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2007-03-12 | 2007-03-24 |
| 2 | Standard Chartered Securities (Hong Kong) Limited | Rep | Dealing in securities | 2007-03-12 | 2007-03-24 |
| 3 | D. B. ZWIRN ASIA PARTNERS LIMITED | Rep | Dealing in securities | 2007-05-15 | 2008-06-12 |
| 4 | D. B. ZWIRN ASIA PARTNERS LIMITED | Rep | Advising on securities | 2007-06-21 | 2008-06-12 |
| 5 | PITT CAPITAL PARTNERS ASIA LIMITED | Rep | Advising on securities | 2008-10-27 | 2008-11-19 |
| 6 | PITT CAPITAL PARTNERS ASIA LIMITED | RO | Advising on corporate finance | 2008-11-19 | 2009-10-02 |
| 7 | PITT CAPITAL PARTNERS ASIA LIMITED | RO | Advising on securities | 2008-11-19 | 2009-10-02 |
| 8 | Themes Investment Management Limited | RO | Asset management | 2010-06-10 | 2015-07-09 |
| 9 | ALLY BRIDGE GROUP (HK) LIMITED | RO | Asset management | 2015-07-09 | 2015-09-14 |
| 10 | ROCIM Limited | RO | Asset management | 2018-09-04 | 2020-08-17 |
| 11 | ROCIM Limited | RO | Advising on securities | 2020-05-06 | 2020-08-17 |
| 12 | Springhill Fund Asset Management (HK) Company Limited | RO | Asset management | 2021-02-02 | 2021-06-19 |
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