Chan, Sunny Ho Sun 陳灝燊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOSC International Company Limited | RO | Advising on corporate finance | 2015-07-28 | 2023-05-17 | RO | Dealing in securities | 2015-07-28 | 2023-05-17 | RO | Advising on securities | 2016-09-22 | 2023-05-17 |
| 2 | BOSC International Securities Limited | RO | Advising on corporate finance | 2023-02-09 | 2023-08-02 | RO | Advising on securities | 2023-02-09 | 2023-08-02 | RO | Dealing in securities | 2023-02-09 | 2023-08-02 |
| 3 | CMB International Capital Holdings Corporation Limited | RO | Advising on corporate finance | 2003-12-19 | 2008-11-28 | RO | Dealing in securities | 2004-07-20 | 2008-11-28 |
| 4 | SHENG YUAN CAPITAL (HONG KONG) LIMITED | RO | Advising on corporate finance | 2011-12-05 | 2014-08-01 |
| 5 | SHENG YUAN SECURITIES LIMITED | RO | Advising on securities | 2010-10-27 | 2014-08-01 | RO | Dealing in securities | 2010-10-27 | 2014-08-01 | RO | Dealing in futures contracts | 2012-08-28 | 2014-08-01 |
| 6 | Winco Securities Company Limited | RO | Dealing in securities | 2010-03-01 | 2010-07-01 |
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