Yuen, Shing Kuen 袁承權
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ANDO ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2017-09-15 | 2020-07-28 | RO | Asset management | 2017-09-15 | 2020-07-28 | RO | Dealing in securities | 2017-09-15 | 2020-07-28 |
| 2 | Huge Financial Holding Limited | RO | Advising on securities | 2022-01-17 | RO | Asset management | 2022-01-17 |
| 3 | KCG FUND MANAGEMENT LIMITED | RO | Advising on securities | 2007-05-04 | 2010-05-31 | RO | Asset management | 2007-05-04 | 2010-05-31 |
| 4 | KCG SECURITIES ASIA LIMITED | RO | Asset management | 2003-11-27 | RO | Advising on corporate finance | 2013-09-01 | RO | Advising on securities | 2013-09-01 | RO | Dealing in securities | 2013-09-01 | RO | Asset management | 2004-11-25 | 2013-09-01 |
| 5 | QH Asset Management Company Limited | RO | Advising on securities | 2014-07-03 | 2017-03-06 | RO | Asset management | 2014-07-03 | 2017-03-06 |
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