Yuen, Shing Kuen 袁承權

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 KCG SECURITIES ASIA LIMITED RO Asset management 2003-11-27
2 KCG SECURITIES ASIA LIMITED RO Advising on corporate finance 2013-09-01
3 KCG SECURITIES ASIA LIMITED RO Advising on securities 2013-09-01
4 KCG SECURITIES ASIA LIMITED RO Dealing in securities 2013-09-01
5 KCG SECURITIES ASIA LIMITED RO Asset management 2004-11-25 2013-09-01
6 KCG FUND MANAGEMENT LIMITED RO Advising on securities 2007-05-04 2010-05-31
7 KCG FUND MANAGEMENT LIMITED RO Asset management 2007-05-04 2010-05-31
8 QH Asset Management Company Limited RO Advising on securities 2014-07-03 2017-03-06
9 QH Asset Management Company Limited RO Asset management 2014-07-03 2017-03-06
10 ANDO ASSET MANAGEMENT LIMITED RO Advising on securities 2017-09-15 2020-07-28
11 ANDO ASSET MANAGEMENT LIMITED RO Asset management 2017-09-15 2020-07-28
12 ANDO ASSET MANAGEMENT LIMITED RO Dealing in securities 2017-09-15 2020-07-28
13 Huge Financial Holding Limited RO Advising on securities 2022-01-17
14 Huge Financial Holding Limited RO Asset management 2022-01-17

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