Chiu, Shirley Lai Ling 趙麉玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Crosby Securities Limited | RO | Advising on securities | 2013-03-06 | 2014-03-31 | RO | Asset management | 2013-03-06 | 2014-03-31 | RO | Dealing in securities | 2013-03-06 | 2014-03-31 |
| 2 | CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2005-05-27 | 2006-07-06 | Rep | Asset management | 2005-05-27 | 2006-07-06 | RO | Advising on securities | 2006-07-06 | 2011-12-31 | RO | Asset management | 2006-07-06 | 2011-12-31 | Rep | Advising on securities | 2011-12-31 | 2012-09-28 | Rep | Asset management | 2011-12-31 | 2012-09-28 |
| 3 | ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2014-12-03 | 2015-11-06 | RO | Asset management | 2014-12-03 | 2015-11-06 |
| 4 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-12-03 | 2015-11-06 |
| 5 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2014-08-25 | 2015-07-20 | Rep | Dealing in futures contracts | 2014-08-25 | 2015-11-06 | RO | Dealing in securities | 2015-07-20 | 2015-11-06 |
| 6 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2003-12-16 | Rep | Advising on securities | 2003-12-16 | Rep | Asset management | 2003-12-16 | Rep | Automated trading services | 2003-12-16 | Rep | Dealing in securities | 2003-12-16 |
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