Hwang, Tsorng Huey 黃琮惠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PREFERRED INVESTMENT ADVISORS (H.K) LIMITED | Rep | Dealing in securities | 2012-03-01 | 2012-09-18 |
| 2 | TIS SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2003-12-04 | 2007-09-06 | Rep | Advising on corporate finance | 2005-11-29 | 2008-10-31 | RO | Dealing in securities | 2007-09-06 | 2008-10-31 | RO | Advising on securities | 2008-05-28 | 2008-10-31 |
| 3 | Waterland Securities (HK) Company Limited | RO | Advising on securities | 2009-02-20 | 2011-11-30 | RO | Dealing in securities | 2009-02-20 | 2011-11-30 |
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