Kwok, Henry Hing Vie 郭慶威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Advising on corporate finance | 2005-02-01 | Rep | Advising on securities | 2005-02-01 | Rep | Asset management | 2005-02-01 |
| 2 | TIS SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2005-02-24 | 2005-06-21 | Rep | Dealing in securities | 2005-06-21 | 2008-10-31 | RO | Advising on corporate finance | 2005-06-21 | 2008-10-31 |
| 3 | Waterland Securities (HK) Company Limited | RO | Advising on securities | 2009-02-20 | 2010-11-01 | RO | Dealing in securities | 2009-02-20 | 2010-11-01 | Rep | Dealing in securities | 2010-11-01 | 2013-01-10 | RO | Dealing in securities | 2013-01-10 | 2013-03-28 |
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