Chu, Lawrence Sheng Yu 諸承譽
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2006-01-20 | 2007-07-31 |
| 2 | UBS Asset Management (Hong Kong) Limited | Rep | Asset management | 2006-01-20 | 2007-07-31 |
| 3 | Chinese Strategic Asset Management Limited | Rep | Asset management | 2007-09-11 | 2011-12-09 |
| 4 | Chinese Strategic Asset Management Limited | Rep | Advising on securities | 2008-03-10 | 2011-12-09 |
| 5 | Chinese Strategic Asset Management Limited | RO | Advising on securities | 2011-12-09 | 2012-08-14 |
| 6 | Chinese Strategic Asset Management Limited | Rep | Advising on securities | 2012-08-14 | 2012-10-09 |
| 7 | Chinese Strategic Asset Management Limited | RO | Asset management | 2011-12-09 | 2013-07-31 |
| 8 | Chinese Strategic Asset Management Limited | RO | Advising on securities | 2012-10-09 | 2013-07-31 |
| 9 | Zheng He Capital Management Limited | RO | Advising on securities | 2014-07-07 | 2015-06-30 |
| 10 | Zheng He Capital Management Limited | RO | Asset management | 2014-07-07 | 2015-06-30 |
| 11 | Venture Smart Asia Limited | RO | Advising on securities | 2015-12-18 | 2018-02-08 |
| 12 | Venture Smart Asia Limited | RO | Asset management | 2015-12-18 | 2018-02-08 |
| 13 | Venture Smart Asia Limited | RO | Dealing in securities | 2015-12-18 | 2018-02-08 |
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