Kwok, Raymond Ho Yin 郭浩然
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Chinese Strategic Asset Management Limited | Rep | Advising on securities | 2008-10-13 | 2013-12-31 | Rep | Asset management | 2008-10-13 | 2013-12-31 |
| 2 | CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED | RO | Advising on securities | 2016-02-23 | 2016-05-16 | RO | Asset management | 2016-02-23 | 2016-05-16 | RO | Advising on securities | 2018-01-22 | RO | Asset management | 2018-01-22 |
| 3 | Crosby Securities Limited | Rep | Advising on securities | 2014-01-08 | 2015-09-22 | Rep | Asset management | 2014-01-08 | 2015-09-22 | Rep | Dealing in securities | 2014-01-08 | 2020-08-26 | RO | Advising on securities | 2015-09-22 | RO | Asset management | 2015-09-22 | RO | Dealing in securities | 2020-08-26 |
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