Kwan, Stephen Chi Shing 關志誠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Funderstone Asset Management (HK) Limited | RO | Advising on futures contracts | 2007-05-18 | 2007-12-31 | RO | Advising on securities | 2007-05-18 | 2007-12-31 | RO | Asset management | 2007-05-18 | 2007-12-31 |
| 2 | Funderstone Futures Limited | Rep | Advising on futures contracts | 2005-01-20 | Rep | Asset management | 2007-12-31 | Rep | Dealing in futures contracts | 2007-12-31 |
| 3 | Funderstone Securities Limited | Rep | Advising on securities | 2005-01-20 | Rep | Advising on corporate finance | 2007-12-31 | Rep | Asset management | 2007-12-31 | Rep | Dealing in securities | 2007-12-31 |
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