Yau, Simon Tak Lung 游德隆
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | 313 Capital Management Limited | Rep | Advising on securities | 2020-06-30 | 2020-06-30 |
| 2 | AMS CAPITAL LIMITED (d2012-07-13) | Rep | Advising on corporate finance | 2008-04-21 | 2010-07-01 | Rep | Advising on securities | 2008-04-21 | 2010-07-01 | Rep | Asset management | 2008-04-21 | 2010-07-01 |
| 3 | Atta Capital Limited | Rep | Advising on securities | 2019-01-07 | 2020-01-11 | Rep | Asset management | 2019-01-07 | 2020-01-11 |
| 4 | Atta Securities Limited | RO | Dealing in futures contracts | 2019-01-07 | 2020-01-11 | RO | Dealing in securities | 2019-01-07 | 2020-01-11 |
| 5 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2012-07-04 | 2012-11-20 |
| 6 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2010-09-06 | 2012-11-20 |
| 7 | EXCELLENT TIDE SECURITIES LIMITED | Rep | Dealing in securities | 2020-06-30 | 2020-06-30 |
| 8 | Fenghua Asset Management Limited | RO | Advising on securities | 2022-04-25 | RO | Asset management | 2022-04-25 |
| 9 | Fenghua Securities Limited | RO | Dealing in securities | 2021-07-06 | |
| 10 | GF FUTURES (HONG KONG) CO., LIMITED | Rep | Dealing in futures contracts | 2017-08-10 | 2018-10-31 |
| 11 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2017-08-10 | 2018-10-31 |
| 12 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2012-11-21 | 2017-07-31 |
| 13 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2012-11-21 | 2017-07-31 |
| 14 | South China Futures Investment Limited | Rep | Dealing in futures contracts | 2020-06-30 | 2020-06-30 |
| 15 | VISION CAPITAL INTERNATIONAL HOLDINGS LIMITED (HK) | Rep | Advising on securities | 2020-07-16 | 2020-08-04 | Rep | Dealing in securities | 2020-07-16 | 2020-08-04 | RO | Advising on securities | 2020-08-04 | 2021-05-14 | RO | Dealing in securities | 2020-08-04 | 2021-05-14 |
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