Chau, Yueh Jen 周日仁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Admiralty Harbour Capital Limited | RO | Advising on securities | 2017-01-11 | 2018-02-28 | RO | Asset management | 2017-01-11 | 2018-02-28 | RO | Dealing in securities | 2017-01-11 | 2018-02-28 |
| 2 | Asia Cornerstone Asset Management Company Limited | RO | Asset management | 2015-03-05 | 2016-12-30 |
| 3 | BOA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2013-04-17 | 2013-04-30 | RO | Dealing in securities | 2013-04-30 | 2015-02-26 |
| 4 | CHEONG LEE SECURITIES LIMITED | Rep | Dealing in securities | 2007-09-06 | 2007-11-13 | RO | Dealing in securities | 2007-11-13 | 2010-01-16 | RO | Advising on securities | 2008-01-29 | 2010-01-16 |
| 5 | CNCB (Hong Kong) Capital Limited | Rep | Advising on securities | 2011-08-30 | 2012-02-29 | Rep | Asset management | 2012-02-10 | 2012-02-29 |
| 6 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-02-03 | 2007-08-01 |
| 7 | Evergrande Securities (Hong Kong) Limited | Rep | Advising on securities | 2010-11-16 | 2011-02-23 | Rep | Dealing in securities | 2010-11-16 | 2011-02-23 |
| 8 | GBR Capital Limited | RO | Advising on securities | 2018-03-14 | 2019-07-22 | RO | Asset management | 2018-03-14 | 2019-07-22 | RO | Dealing in securities | 2018-03-14 | 2019-07-22 |
| 9 | HALCYON SECURITIES LIMITED | RO | Dealing in securities | 2013-01-28 | 2013-03-18 |
| 10 | Hong Kong Securities Holdings Limited (d2017-02-17) | RO | Dealing in securities | 2012-03-19 | 2012-08-15 |
| 11 | NNFE International Asset Management Limited | RO | Advising on securities | 2019-12-04 | RO | Asset management | 2019-12-04 |
| 12 | SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2004-05-27 | Rep | Advising on securities | 2004-05-27 | Rep | Asset management | 2004-05-27 | Rep | Automated trading services | 2004-05-27 | Rep | Dealing in securities | 2007-08-01 |
| 13 | Winco Securities Company Limited | RO | Dealing in securities | 2010-03-01 | 2010-10-31 |
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