Lai, Kam Wo 黎錦和

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BOCOM International Holdings Company Limited Rep Dealing in securities 2005-06-09 2008-03-03
RO Advising on futures contracts 2005-08-24 2008-03-03
RO Dealing in futures contracts 2005-08-24 2008-03-03
2 BOCOM International Securities Limited Rep Dealing in securities 2007-09-10 2008-07-02
RO Advising on futures contracts 2007-09-10 2008-07-02
RO Dealing in futures contracts 2007-09-10 2008-07-02
3 CHEONG LEE SECURITIES LIMITED RO Advising on futures contracts 2009-08-27 2009-10-15
RO Advising on securities 2009-08-27 2009-10-15
RO Dealing in futures contracts 2009-08-27 2009-10-15
RO Dealing in securities 2009-08-27 2009-10-15
4 CMB INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2009-11-27 2009-12-28
RO Dealing in futures contracts 2009-12-28 2010-01-26
5 CMB International Global Markets Limited Rep Dealing in securities 2009-11-27 2009-12-28
RO Dealing in securities 2009-12-28 2010-01-28
6 MAGIC COMPASS FUTURES LIMITED RO Advising on futures contracts 2004-11-01
RO Asset management 2004-11-01
RO Dealing in futures contracts 2005-06-06
7 Prime Cdex Securities Limited Rep Advising on corporate finance 2004-11-01
Rep Advising on securities 2004-11-01
Rep Asset management 2004-11-01
Rep Dealing in securities 2005-01-07
RO Dealing in securities 2005-01-07 2005-06-06
8 Telecom King Securities Limited RO Dealing in futures contracts 2011-08-10 2014-10-07
RO Dealing in securities 2011-10-12 2014-10-07
RO Dealing in futures contracts 2015-09-15 2017-10-03
RO Dealing in securities 2015-09-15 2017-10-03
9 Theia Securities Limited RO Dealing in securities 2018-01-02 2021-10-31

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