Fong, Jimmy Tsun Kuen 方振權
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Beijing Securities Limited | Rep | Dealing in securities | 2013-02-28 | 2013-03-13 | RO | Dealing in securities | 2013-03-13 | 2018-06-20 | RO | Advising on securities | 2016-05-12 | 2018-06-20 |
| 2 | BUSINESS SECURITIES LIMITED | RO | Dealing in securities | 2018-11-09 | 2019-07-31 | RO | Advising on securities | 2019-05-09 | 2019-07-31 |
| 3 | CES Commodities (HK) Limited | RO | Advising on futures contracts | 2003-10-24 | RO | Asset management | 2003-10-24 | RO | Dealing in futures contracts | 2010-07-31 |
| 4 | CES Forex (HK) Limited | RO | Leveraged foreign exchange trading | 2010-07-31 | |
| 5 | CES International Commodities (HK) Limited | RO | Advising on futures contracts | 2003-10-24 | RO | Asset management | 2003-10-24 | RO | Dealing in futures contracts | 2010-07-31 |
| 6 | Everbright Securities Investment Services (HK) Limited | RO | Automated trading services | 2003-07-07 | RO | Advising on corporate finance | 2003-10-24 | RO | Advising on securities | 2003-10-24 | RO | Asset management | 2003-10-24 | RO | Dealing in securities | 2010-07-31 |
| 7 | KARL THOMSON INVESTMENT CONSULTANTS LIMITED | Rep | Advising on securities | 2020-01-08 | 2020-02-03 | RO | Advising on securities | 2020-02-03 | 2021-05-15 |
| 8 | KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2020-01-08 | 2020-02-03 | RO | Dealing in securities | 2020-02-03 | 2021-05-15 |
| 9 | MORTON SECURITIES LIMITED | Rep | Dealing in securities | 2021-09-09 | 2021-10-27 | RO | Dealing in securities | 2021-10-27 |
| 10 | SHUN LOONG FOREX COMPANY LIMITED | RO | Leveraged foreign exchange trading | 2003-10-24 | 2010-07-31 |
| 11 | SHUN LOONG FUTURES LIMITED | RO | Dealing in futures contracts | 2004-10-20 | 2010-07-31 |
| 12 | SHUN LOONG SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2004-10-20 | 2010-07-31 |
| 13 | SUN TAI CHEUNG CREDITS LIMITED | Rep | Securities margin financing | 2004-10-20 | |
| 14 | WING FUNG FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2010-08-19 | 2010-09-27 | RO | Leveraged foreign exchange trading | 2010-09-27 | 2013-02-01 |
| 15 | WING FUNG FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-08-19 | 2010-09-27 | RO | Dealing in futures contracts | 2010-09-27 | 2013-02-01 |
| 16 | WING FUNG SECURITIES LIMITED | Rep | Dealing in securities | 2010-08-19 | 2010-09-27 | RO | Dealing in securities | 2010-09-27 | 2013-02-01 |
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