Guo, Tianjue 郭天覺
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Huajin Corporate Finance (International) Limited | Rep | Advising on corporate finance | 2006-06-26 | 2015-04-01 | Rep | Advising on securities | 2006-06-26 | 2015-04-01 |
2 | ICBC Asset Management (Global) Company Limited | Rep | Advising on securities | 2006-06-26 | 2008-09-01 | Rep | Asset management | 2006-06-26 | 2008-09-01 |
3 | UOB ASIA (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2005-10-03 | Rep | Advising on securities | 2005-10-03 | Rep | Asset management | 2005-10-03 | Rep | Dealing in securities | 2003-08-18 | 2005-10-03 |
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