Morrison, Robert William Bentley
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CLSA FUTURES LIMITED | RO | Advising on futures contracts | 2003-07-02 | RO | Asset management | 2003-07-02 | RO | Dealing in futures contracts | 2009-06-30 | RO | Advising on futures contracts | 2007-03-13 | 2009-06-30 |
2 | CLSA LIMITED | RO | Dealing in securities | 2003-07-25 | 2009-06-30 |
3 | CLSA RESEARCH LIMITED | RO | Advising on securities | 2006-11-14 | 2009-06-30 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy