Lee, Ming Dah 李明達
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABLELINK CAPITAL LIMITED | RO | Asset management | 2016-02-05 | 2022-05-26 |
| 2 | AVANTA INVESTMENT MANAGEMENT LIMITED | Rep | Asset management | 2009-02-25 | 2009-03-12 | RO | Advising on securities | 2009-03-12 | 2010-08-18 | RO | Asset management | 2009-03-12 | 2010-08-18 |
| 3 | Cornucopiae Asset Management Limited | RO | Asset management | 2011-08-02 | 2015-05-01 |
| 4 | DESCARTES GLOBAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2004-11-09 | 2005-02-28 |
| 5 | Diamond Dragon Advisors Limited | RO | Dealing in securities | 2010-10-20 | 2010-12-03 |
| 6 | JS CRESVALE SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2004-02-02 | 2004-09-20 |
| 7 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Dealing in securities | 2005-03-04 | 2005-07-25 |
| 8 | PINNACLE INVESTMENT MANAGEMENT LIMITED (d2010-08-04) | Rep | Advising on securities | 2005-08-29 | 2005-11-23 | Rep | Asset management | 2005-08-29 | 2005-11-23 | RO | Advising on securities | 2005-11-23 | 2008-06-30 | RO | Asset management | 2005-11-23 | 2008-06-30 |
| 9 | TEMUJIN GLOBAL ASSET MANAGEMENT LIMITED | RO | Asset management | 2008-07-09 | 2008-08-31 |
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