Lau, Tai Che 劉大志
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Magpie Securities Limited (HK) | Rep | Dealing in securities | 2023-02-24 | 2023-10-26 |
| 2 | SBI E2-Capital Securities Limited | Rep | Dealing in securities | 2017-11-02 | 2023-01-05 |
| 3 | SDHG International Securities Limited | Rep | Dealing in securities | 2010-06-03 | 2017-04-05 |
| 4 | WINGS SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2004-04-19 | Rep | Advising on securities | 2004-04-19 | Rep | Asset management | 2004-04-19 | Rep | Dealing in securities | 2008-11-27 |
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