Yap, Joseph Wai Tso 葉偉祖

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 ALBOURNE PARTNERS (ASIA) LIMITED Rep Advising on securities 2011-01-24 2011-06-02
2 Asia Cornerstone Asset Management Company Limited RO Asset management 2015-03-05 2016-02-29
3 Equant Point Asset Management Limited RO Advising on securities 2016-11-11 2017-05-10
RO Asset management 2016-11-11 2017-05-10
4 GREEN STAR ASIA LIMITED RO Advising on securities 2005-02-02 2005-12-05
5 i-Golden Data Capital Limited RO Advising on securities 2016-03-03 2016-11-02
RO Asset management 2016-03-03 2016-11-02
6 MASON INVESTMENT MANAGEMENT LIMITED RO Advising on securities 2008-09-01 2010-05-23
RO Asset management 2008-09-01 2010-05-23
7 Nerico Brothers Limited (HK) RO Asset management 2012-03-27 2013-03-01
8 PYRMONT WEALTH MANAGEMENT LIMITED RO Advising on securities 2014-05-12 2014-08-05
RO Asset management 2014-05-12 2014-08-05
9 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED Rep Advising on securities 2011-06-24 2011-07-13
Rep Asset management 2011-06-24 2011-07-13
RO Advising on securities 2011-07-13 2011-09-28
RO Asset management 2011-07-13 2011-09-28
10 SGI Capital Asset Management Limited RO Advising on securities 2017-06-21 2021-10-31
RO Asset management 2017-06-21 2021-10-31
11 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED Rep Advising on securities 2006-11-06 2007-03-08
Rep Advising on futures contracts 2006-12-15 2007-03-08
Rep Asset management 2006-12-15 2007-03-08
12 SJS Markets Limited RO Advising on securities 2005-11-23 2006-08-15

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