Li, Charles Tak Kwong 李德光
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) | RO | Advising on corporate finance | 2006-09-23 | |
| 2 | ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) | RO | Dealing in securities | 2006-09-23 | |
| 3 | Libertas Capital Asia Limited | RO | Advising on corporate finance | 2007-06-21 | 2008-07-01 |
| 4 | Libertas Capital Asia Limited | RO | Dealing in securities | 2007-06-21 | 2008-07-01 |
| 5 | Beijing Securities Limited | RO | Advising on corporate finance | 2008-11-07 | 2018-04-10 |
| 6 | Beijing Securities Limited | RO | Advising on securities | 2008-11-07 | 2018-04-10 |
| 7 | Beijing Securities Limited | RO | Dealing in securities | 2008-11-07 | 2018-04-10 |
| 8 | PELICAN FINANCIAL LIMITED | RO | Advising on corporate finance | 2018-04-13 |
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