Tse, Bonnie Suk Yee 謝淑怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Beijing Securities Limited | Rep | Advising on corporate finance | 2004-01-02 | Rep | Advising on securities | 2004-01-02 | Rep | Asset management | 2004-01-02 | Rep | Dealing in securities | 2005-09-07 | RO | Dealing in securities | 2005-09-07 | 2006-04-30 | RO | Dealing in securities | 2007-10-05 | 2010-08-15 | RO | Advising on securities | 2008-05-21 | 2010-08-15 |
| 2 | CVP Securities Limited | Rep | Dealing in securities | 2006-05-26 | 2006-08-29 | RO | Dealing in securities | 2006-08-29 | 2007-09-30 |
| 3 | Winco Securities Company Limited | Rep | Dealing in securities | 2010-08-17 | 2010-09-27 | RO | Dealing in securities | 2010-09-27 |
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