Chan, Andy Cheuk Wing 陳焯榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities CLSA Capital Partners (HK) Limited | Rep | Advising on corporate finance | 2009-02-18 | 2019-08-26 | Rep | Advising on securities | 2009-02-18 | 2021-04-15 | Rep | Asset management | 2009-02-18 | 2021-04-15 | RO | Advising on securities | 2021-04-15 | 2021-08-27 | RO | Asset management | 2021-04-15 | 2021-08-27 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2019-09-03 | 2021-08-27 |
| 3 | PAMA GROUP (HONG KONG) LIMITED | Rep | Advising on securities | 2005-05-03 | 2008-02-15 |
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