Dominick, Frank
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Silver Asset Management (Hong Kong) Limited | RO | Asset management | 2010-09-13 | 2020-06-12 |
| 2 | DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | Advising on corporate finance | 2003-06-12 | Rep | Advising on securities | 2003-06-12 | Rep | Asset management | 2003-06-12 | Rep | Dealing in securities | 2003-06-12 |
| 3 | Evo Capital Management Asia Limited | RO | Asset management | 2007-08-22 | 2010-03-15 |
| 4 | KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | Advising on corporate finance | 2003-06-12 | Rep | Advising on securities | 2003-06-12 | Rep | Asset management | 2003-06-12 | Rep | Dealing in securities | 2003-06-12 |
| 5 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in securities | 2003-10-24 | 2005-02-02 |
| 6 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2005-06-16 | 2006-03-01 |
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