Sun, Polly Chor Fun 孫楚芬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | NORTH SEA SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-04-30 | |
2 | NORTH SEA SECURITIES LIMITED | Rep | Advising on securities | 2003-04-30 | |
3 | NORTH SEA SECURITIES LIMITED | Rep | Asset management | 2003-04-30 | |
4 | NORTH SEA SECURITIES LIMITED | Rep | Dealing in securities | 2003-04-30 | |
5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-12-01 | 2008-05-01 |
6 | GRAND CAPITAL ASIA LIMITED | RO | Dealing in securities | 2008-05-13 | 2008-09-08 |
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