Tsoi, Kap 蔡革
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HONG KONG INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2003-05-05 | 2003-07-17 |
| 2 | LUEN FAT FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2010-12-03 | 2013-05-15 |
| 3 | LUEN FAT SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2007-10-05 | 2007-11-08 | Rep | Dealing in securities | 2007-10-05 | 2007-11-08 | RO | Advising on securities | 2007-11-08 | 2020-07-31 | RO | Dealing in securities | 2007-11-08 | 2020-07-31 | Rep | Advising on securities | 2020-07-31 | Rep | Dealing in securities | 2020-07-31 |
| 4 | Open Asset Management Limited | RO | Advising on securities | 2006-01-09 | 2007-09-07 |
| 5 | Open Securities Limited | Rep | Dealing in securities | 2003-09-16 | 2005-09-13 | RO | Dealing in securities | 2005-09-13 | 2007-09-07 | RO | Advising on securities | 2006-01-09 | 2007-09-07 |
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