Wong, Chi Ming (SFC:AMK406) 黃志明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-12-12 | 2018-02-26 | Rep | Dealing in securities | 2017-12-12 | 2020-01-17 | RO | Advising on corporate finance | 2018-02-26 | 2020-01-17 |
| 2 | FDB Financial Group Limited | Rep | Advising on corporate finance | 2005-09-05 | 2006-10-11 | Rep | Advising on corporate finance | 2007-05-14 | 2008-10-29 | Rep | Asset management | 2007-10-04 | 2010-01-22 | Rep | Advising on securities | 2008-05-02 | 2010-01-22 | RO | Advising on corporate finance | 2008-10-29 | 2010-01-22 |
| 3 | FORTUNE FINANCIAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2014-10-15 | 2014-11-28 | RO | Advising on corporate finance | 2014-11-28 | 2015-11-22 |
| 4 | GF Capital (Hong Kong) Limited | Rep | Advising on corporate finance | 2011-08-24 | 2014-10-06 |
| 5 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2020-02-12 | 2020-03-23 | Rep | Dealing in securities | 2020-02-12 | 2020-03-23 | RO | Advising on corporate finance | 2020-03-23 | RO | Advising on securities | 2020-03-23 | RO | Dealing in securities | 2020-03-23 |
| 6 | KINGSWAY CAPITAL LIMITED | Rep | Advising on corporate finance | 2010-03-03 | 2011-07-13 |
| 7 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Advising on corporate finance | 2010-03-03 | 2011-07-13 |
| 8 | PLATINUM SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2006-10-31 | 2007-03-02 | Rep | Dealing in securities | 2006-12-01 | 2007-03-02 |
| 9 | TC Capital International Limited | Rep | Dealing in securities | 2016-02-25 | 2017-12-01 | RO | Advising on corporate finance | 2016-02-25 | 2017-12-01 |
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