Look, Andrew 陸東

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CAPITAL FOCUS ASSET MANAGEMENT LIMITED RO Asset management 2009-03-06 2010-03-31
2 CHINA HONG KONG LINK ASSET MANAGEMENT LIMITED Rep Asset management 2017-05-17 2017-08-01
RO Asset management 2017-08-01 2019-07-03
RO Advising on securities 2018-05-07 2019-07-03
3 China-Hong Kong Link Securities Company Limited Rep Dealing in securities 2017-05-17 2017-08-01
RO Dealing in securities 2017-08-01 2019-07-03
4 Look's Securities Limited RO Dealing in securities 2016-08-31 2017-04-15
5 Safari Asia Limited RO Advising on securities 2010-04-30 2015-07-02
RO Asset management 2010-04-30 2017-04-15
RO Advising on securities 2016-07-21 2017-04-15
6 UBS SECURITIES ASIA LIMITED Rep Advising on corporate finance 2005-03-24
Rep Asset management 2005-03-24
Rep Dealing in securities 2005-03-24
Rep Advising on securities 2007-07-05
RO Advising on securities 2007-07-05 2008-08-06

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