Shum, Hon Wo 岑漢和
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2007-01-08 | 2014-01-01 |
| 2 | Hua Liang Capital Limited | RO | Advising on corporate finance | 2019-07-22 | |
| 3 | Hua Liang Securities Limited | Rep | Advising on futures contracts | 2020-03-27 | Rep | Advising on securities | 2020-03-27 | Rep | Dealing in futures contracts | 2020-03-27 | Rep | Dealing in securities | 2020-03-27 |
| 4 | International Capital (Hong Kong) Limited | RO | Advising on corporate finance | 2019-02-20 | 2019-07-20 |
| 5 | Superactive Financial Group Company Limited | RO | Advising on corporate finance | 2017-08-16 | 2019-02-11 |
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