Wolff, Daniel Matthew
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Citadel Asia Limited | Rep | Asset management | 2008-07-07 | 2009-03-09 |
2 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-06-25 | 2006-02-13 | Rep | Dealing in securities | 2004-06-25 | 2008-06-13 | Rep | Advising on securities | 2005-04-14 | 2006-02-13 |
3 | Credit Suisse Futures (Hong Kong) Limited | Rep | Automated trading services | 2006-02-20 | 2008-06-13 | Rep | Dealing in futures contracts | 2006-02-20 | 2008-06-13 |
4 | SENRIGAN CAPITAL GROUP LIMITED | Rep | Asset management | 2009-09-01 | 2018-02-28 |
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