Wong, Chi Chiu (SFC:AJB477) 王志超
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GLOBAL MASTERMIND SECURITIES LIMITED | RO | Advising on corporate finance | 2019-03-11 | RO | Dealing in securities | 2021-06-02 |
| 2 | GRAND CATHAY SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2007-07-09 | 2010-02-01 |
| 3 | KGI CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2007-03-21 | 2007-04-21 |
| 4 | KINGSTON CORPORATE FINANCE LIMITED | Rep | Advising on corporate finance | 2003-09-10 | 2005-11-10 |
| 5 | Neutral Financial Holding Company Limited | Rep | Advising on corporate finance | 2006-02-13 | 2006-09-15 |
| 6 | Nuada Limited | Rep | Advising on corporate finance | 2010-11-26 | 2011-08-26 | RO | Advising on corporate finance | 2011-08-26 | 2019-02-10 | Rep | Dealing in securities | 2017-02-09 | 2018-11-06 |
| 7 | VEDA CAPITAL LIMITED (HK) | Rep | Advising on corporate finance | 2010-03-05 | 2010-11-11 |
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