Chiu, Francis 趙伯琛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ADMIRAL INVESTMENT LIMITED | RO | Advising on securities | 2015-05-27 | 2016-12-14 | RO | Asset management | 2015-05-27 | 2016-12-14 | RO | Dealing in securities | 2015-05-27 | 2016-12-14 |
| 2 | Hentech Global Management Company Limited | RO | Asset management | 2018-12-06 | 2022-03-04 |
| 3 | LERTHAI Asset Management Limited | RO | Advising on securities | 2017-06-13 | 2018-11-30 | RO | Asset management | 2017-06-13 | 2018-11-30 |
| 4 | LERTHAI Securities (Hong Kong) Limited | RO | Dealing in securities | 2017-06-13 | 2018-11-30 | RO | Dealing in futures contracts | 2017-10-27 | 2018-11-30 |
| 5 | Nobo Capital Management (Hong Kong) Limited | Rep | Asset management | 2022-07-19 | 2022-08-11 | RO | Asset management | 2022-08-11 | 2023-04-17 | RO | Advising on securities | 2022-12-23 | 2023-04-17 |
| 6 | Regal Portfolio Management Limited (HK) | RO | Asset management | 2010-03-01 | 2014-08-01 |
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