Yu, Rudolf Man Chiu 余孟釗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | Advising on corporate finance | 2008-03-31 | Rep | Dealing in securities | 2004-08-17 | 2008-03-31 |
2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2004-12-20 | 2008-03-31 |
3 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2008-06-26 | 2009-06-24 | Rep | Dealing in securities | 2008-06-26 | 2009-06-24 | Rep | Advising on securities | 2008-07-30 | 2009-06-24 |
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