Yu, Rudolf Man Chiu 余孟釗

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED Rep Advising on corporate finance 2008-03-31
Rep Dealing in securities 2004-08-17 2008-03-31
2 BNP PARIBAS SECURITIES (ASIA) LIMITED Rep Dealing in securities 2004-12-20 2008-03-31
3 Credit Suisse (Hong Kong) Limited Rep Advising on corporate finance 2008-06-26 2009-06-24
Rep Dealing in securities 2008-06-26 2009-06-24
Rep Advising on securities 2008-07-30 2009-06-24

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