Chan, Vincent Sai Yee 陳世義
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | 313 Capital Management Limited | RO | Asset management | 2017-11-28 | 2019-10-08 | RO | Advising on securities | 2018-11-27 | 2019-10-08 |
2 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2008-08-12 | 2009-11-13 |
3 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2008-12-17 | 2009-11-13 |
4 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2008-06-11 | 2008-07-10 |
5 | Ever-Long Capital Management Limited (b2014-01-15) | Rep | Asset management | 2023-07-20 | 2023-08-18 | RO | Asset management | 2023-08-18 |
6 | EVER-LONG SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2023-07-20 | 2023-08-18 | RO | Advising on securities | 2023-08-18 | Rep | Dealing in securities | 2023-09-22 |
7 | EXCELLENT TIDE SECURITIES LIMITED | RO | Dealing in securities | 2017-03-20 | 2019-10-08 |
8 | FDB Financial Group Limited | RO | Advising on securities | 2021-03-05 | 2023-01-07 | RO | Asset management | 2021-03-05 | 2023-01-07 |
9 | Huarong International Securities Limited | Rep | Dealing in futures contracts | 2009-12-01 | 2010-02-09 | Rep | Dealing in securities | 2009-12-01 | 2010-11-11 | RO | Dealing in futures contracts | 2010-02-09 | 2010-11-11 |
10 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-12-08 | 2011-01-25 | Rep | Dealing in securities | 2010-12-08 | 2012-07-06 | RO | Dealing in futures contracts | 2011-01-25 | 2012-07-06 |
11 | JT CAPITAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2023-03-22 | 2023-05-15 | Rep | Asset management | 2023-03-22 | 2023-05-15 |
12 | KAISER FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-03-30 | 2008-05-21 |
13 | PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED | RO | Advising on futures contracts | 2012-07-26 | 2016-06-15 | RO | Dealing in futures contracts | 2012-07-26 | 2016-06-15 |
14 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | RO | Dealing in securities | 2012-07-26 | 2013-02-25 | Rep | Dealing in securities | 2013-02-25 | 2016-06-15 |
15 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2016-07-07 | 2017-03-20 |
16 | South China Futures Investment Limited | RO | Dealing in futures contracts | 2017-07-13 | 2019-10-08 |
17 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2016-07-07 | 2017-03-20 |
18 | Success Futures and Foreign Exchange Limited | Rep | Dealing in futures contracts | 2004-02-02 | 2005-07-04 |
19 | TOPMORE COMMODITIES LIMITED | Rep | Advising on futures contracts | 2003-08-30 | Rep | Asset management | 2003-08-30 | Rep | Dealing in futures contracts | 2003-08-30 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy