Lee, Siu Hung (SFC:ADH590) 李兆鴻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-01-11 | 2019-06-27 |
| 2 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2012-01-11 | 2023-02-02 |
| 3 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2003-10-24 | 2006-06-12 | Rep | Dealing in securities | 2007-09-27 | 2009-08-07 |
| 4 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2003-10-24 | 2006-06-12 | Rep | Dealing in futures contracts | 2007-09-27 | 2009-08-07 |
| 5 | Huarong International Securities Limited | Rep | Dealing in securities | 2009-11-05 | 2009-12-14 | RO | Dealing in securities | 2009-12-14 | 2011-12-10 | Rep | Dealing in futures contracts | 2010-01-05 | 2011-12-10 |
| 6 | KAM LUEN SECURITIES LIMITED | Rep | Dealing in securities | 2009-09-11 | 2009-09-15 |
| 7 | REXCAPITAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-06-10 | Rep | Asset management | 2003-06-10 | Rep | Dealing in futures contracts | 2003-09-22 |
| 8 | REXCAPITAL ONLINE LIMITED | Rep | Advising on securities | 2003-06-10 | Rep | Asset management | 2003-06-10 | Rep | Dealing in securities | 2003-06-10 |
| 9 | WINGS SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2003-06-10 | Rep | Advising on securities | 2003-06-10 | Rep | Asset management | 2003-06-10 | Rep | Dealing in securities | 2003-09-22 |
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