Tang, Wai Kee 鄧偉基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAPITAL GLOBAL MANAGEMENT LIMITED | RO | Advising on securities | 2006-10-10 | 2007-07-31 | RO | Dealing in securities | 2006-10-10 | 2007-07-31 |
| 2 | CHINA FINANCE KAB ASSET MANAGEMENT LIMITED | RO | Asset management | 2015-07-28 | 2016-05-05 | RO | Advising on securities | 2015-08-26 | 2016-05-05 |
| 3 | China Finance KAB Limited | RO | Advising on securities | 2015-07-28 | 2016-05-05 | RO | Dealing in futures contracts | 2015-07-28 | 2016-05-05 | RO | Dealing in securities | 2015-07-28 | 2016-05-05 |
| 4 | DAKIN ASSET MANAGEMENT LIMITED | Rep | Asset management | 2018-03-13 | 2018-06-04 | RO | Asset management | 2018-06-04 | 2018-08-01 |
| 5 | DAKIN SECURITIES LIMITED | Rep | Dealing in securities | 2018-03-13 | 2018-06-04 | RO | Dealing in futures contracts | 2018-06-04 | 2018-08-01 | RO | Dealing in securities | 2018-06-04 | 2018-08-01 |
| 6 | Future Growth Financial Services Limited | Rep | Dealing in futures contracts | 2011-07-29 | 2011-08-04 | Rep | Dealing in securities | 2011-07-29 | 2011-08-04 | RO | Dealing in futures contracts | 2011-08-04 | 2012-06-30 | RO | Dealing in securities | 2011-08-04 | 2012-06-30 |
| 7 | HEAD & SHOULDERS SECURITIES LIMITED | RO | Dealing in securities | 2007-08-31 | 2010-04-27 | RO | Advising on securities | 2008-03-27 | 2010-04-27 | RO | Asset management | 2008-03-27 | 2010-04-27 | RO | Dealing in futures contracts | 2008-12-11 | 2010-04-27 |
| 8 | HKFN WEALTH STRATEGY LIMITED | RO | Advising on futures contracts | 2005-01-04 | RO | Advising on securities | 2005-11-11 |
| 9 | Huarong International Securities Limited | RO | Advising on securities | 2009-01-23 | 2010-08-21 | RO | Dealing in securities | 2009-01-23 | 2010-08-21 | RO | Dealing in futures contracts | 2009-07-07 | 2010-08-21 |
| 10 | KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2010-09-16 | 2010-11-11 | Rep | Asset management | 2010-09-16 | 2010-11-11 | RO | Advising on securities | 2010-11-11 | 2011-06-29 | RO | Asset management | 2010-11-11 | 2011-06-29 |
| 11 | KVB Kunlun Securities (HK) Limited | Rep | Dealing in securities | 2010-09-16 | 2010-11-11 | RO | Dealing in securities | 2010-11-11 | 2011-06-29 |
| 12 | UNITED SIMSEN FOREX DEALERS LIMITED | Rep | Leveraged foreign exchange trading | 2010-01-04 | 2010-08-21 |
| 13 | Well Link Securities Limited | RO | Dealing in securities | 2005-11-11 | 2006-09-30 |
| 14 | Xin Tian Dou Asset Management Limited | RO | Advising on securities | 2020-06-15 | 2022-11-14 | RO | Asset management | 2020-06-15 | 2022-11-14 | RO | Dealing in securities | 2020-06-15 | 2022-11-14 |
| 15 | Yupei Fortune Capital Limited | Rep | Advising on securities | 2017-08-08 | 2017-10-31 | Rep | Asset management | 2017-08-08 | 2017-10-31 | Rep | Dealing in securities | 2017-08-08 | 2017-10-31 | Rep | Asset management | 2018-09-14 | 2018-11-19 | Rep | Dealing in securities | 2018-09-14 | 2018-11-19 | RO | Asset management | 2018-11-19 | 2019-05-20 | RO | Dealing in securities | 2018-11-19 | 2019-05-20 |
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