Tang, Wai Kee 鄧偉基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HKFN WEALTH STRATEGY LIMITED | RO | Advising on futures contracts | 2005-01-04 | |
| 2 | HKFN WEALTH STRATEGY LIMITED | RO | Advising on securities | 2005-11-11 | |
| 3 | Well Link Securities Limited | RO | Dealing in securities | 2005-11-11 | 2006-09-30 |
| 4 | CAPITAL GLOBAL MANAGEMENT LIMITED | RO | Advising on securities | 2006-10-10 | 2007-07-31 |
| 5 | CAPITAL GLOBAL MANAGEMENT LIMITED | RO | Dealing in securities | 2006-10-10 | 2007-07-31 |
| 6 | HEAD & SHOULDERS SECURITIES LIMITED | RO | Dealing in securities | 2007-08-31 | 2010-04-27 |
| 7 | HEAD & SHOULDERS SECURITIES LIMITED | RO | Advising on securities | 2008-03-27 | 2010-04-27 |
| 8 | HEAD & SHOULDERS SECURITIES LIMITED | RO | Asset management | 2008-03-27 | 2010-04-27 |
| 9 | HEAD & SHOULDERS SECURITIES LIMITED | RO | Dealing in futures contracts | 2008-12-11 | 2010-04-27 |
| 10 | Huarong International Securities Limited | RO | Advising on securities | 2009-01-23 | 2010-08-21 |
| 11 | Huarong International Securities Limited | RO | Dealing in securities | 2009-01-23 | 2010-08-21 |
| 12 | Huarong International Securities Limited | RO | Dealing in futures contracts | 2009-07-07 | 2010-08-21 |
| 13 | UNITED SIMSEN FOREX DEALERS LIMITED | Rep | Leveraged foreign exchange trading | 2010-01-04 | 2010-08-21 |
| 14 | KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2010-09-16 | 2010-11-11 |
| 15 | KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED | Rep | Asset management | 2010-09-16 | 2010-11-11 |
| 16 | KVB Kunlun Securities (HK) Limited | Rep | Dealing in securities | 2010-09-16 | 2010-11-11 |
| 17 | KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED | RO | Advising on securities | 2010-11-11 | 2011-06-29 |
| 18 | KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED | RO | Asset management | 2010-11-11 | 2011-06-29 |
| 19 | KVB Kunlun Securities (HK) Limited | RO | Dealing in securities | 2010-11-11 | 2011-06-29 |
| 20 | Future Growth Financial Services Limited | Rep | Dealing in futures contracts | 2011-07-29 | 2011-08-04 |
| 21 | Future Growth Financial Services Limited | Rep | Dealing in securities | 2011-07-29 | 2011-08-04 |
| 22 | Future Growth Financial Services Limited | RO | Dealing in futures contracts | 2011-08-04 | 2012-06-30 |
| 23 | Future Growth Financial Services Limited | RO | Dealing in securities | 2011-08-04 | 2012-06-30 |
| 24 | CHINA FINANCE KAB ASSET MANAGEMENT LIMITED | RO | Asset management | 2015-07-28 | 2016-05-05 |
| 25 | China Finance KAB Limited | RO | Advising on securities | 2015-07-28 | 2016-05-05 |
| 26 | China Finance KAB Limited | RO | Dealing in futures contracts | 2015-07-28 | 2016-05-05 |
| 27 | China Finance KAB Limited | RO | Dealing in securities | 2015-07-28 | 2016-05-05 |
| 28 | CHINA FINANCE KAB ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2015-08-26 | 2016-05-05 |
| 29 | Yupei Fortune Capital Limited | Rep | Advising on securities | 2017-08-08 | 2017-10-31 |
| 30 | Yupei Fortune Capital Limited | Rep | Asset management | 2017-08-08 | 2017-10-31 |
| 31 | Yupei Fortune Capital Limited | Rep | Dealing in securities | 2017-08-08 | 2017-10-31 |
| 32 | DAKIN ASSET MANAGEMENT LIMITED | Rep | Asset management | 2018-03-13 | 2018-06-04 |
| 33 | DAKIN SECURITIES LIMITED | Rep | Dealing in securities | 2018-03-13 | 2018-06-04 |
| 34 | DAKIN ASSET MANAGEMENT LIMITED | RO | Asset management | 2018-06-04 | 2018-08-01 |
| 35 | DAKIN SECURITIES LIMITED | RO | Dealing in futures contracts | 2018-06-04 | 2018-08-01 |
| 36 | DAKIN SECURITIES LIMITED | RO | Dealing in securities | 2018-06-04 | 2018-08-01 |
| 37 | Yupei Fortune Capital Limited | Rep | Asset management | 2018-09-14 | 2018-11-19 |
| 38 | Yupei Fortune Capital Limited | Rep | Dealing in securities | 2018-09-14 | 2018-11-19 |
| 39 | Yupei Fortune Capital Limited | RO | Asset management | 2018-11-19 | 2019-05-20 |
| 40 | Yupei Fortune Capital Limited | RO | Dealing in securities | 2018-11-19 | 2019-05-20 |
| 41 | Xin Tian Dou Asset Management Limited | RO | Advising on securities | 2020-06-15 | 2022-11-14 |
| 42 | Xin Tian Dou Asset Management Limited | RO | Asset management | 2020-06-15 | 2022-11-14 |
| 43 | Xin Tian Dou Asset Management Limited | RO | Dealing in securities | 2020-06-15 | 2022-11-14 |
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