Ng, Raymond Wing Yip 吳永業
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Finance KAB Limited | RO | Dealing in futures contracts | 2006-11-28 | |
| 2 | China Finance KAB Limited | RO | Dealing in securities | 2006-11-28 | |
| 3 | China Finance KAB Limited | RO | Advising on securities | 2007-10-10 | |
| 4 | CHINA FINANCE KAB ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2017-05-31 | |
| 5 | CHINA FINANCE KAB ASSET MANAGEMENT LIMITED | RO | Asset management | 2018-09-18 | |
| 6 | China Finance KAB Limited | Rep | Dealing in securities | 2005-08-16 | 2006-11-28 |
| 7 | China Finance KAB Limited | Rep | Dealing in futures contracts | 2005-10-13 | 2006-11-28 |
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