Chan, Carman Wah Man 陳華敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CC Kingdom Corporate Finance Limited | RO | Advising on corporate finance | 2020-06-10 | |
| 2 | CC VENTURE CAPITAL LIMITED | RO | Advising on securities | 2022-08-19 | RO | Asset management | 2022-08-19 |
| 3 | FDB Financial Group Limited | Rep | Advising on corporate finance | 2010-01-14 | 2011-11-15 | Rep | Asset management | 2010-01-14 | 2017-07-09 | RO | Advising on corporate finance | 2011-11-15 | 2017-07-09 |
| 4 | KINGDOM SECURITIES LIMITED (HK) | RO | Dealing in securities | 2021-03-02 | 2021-11-25 |
| 5 | TIAN YUAN FINANCE LIMITED | RO | Advising on corporate finance | 2018-01-03 | 2019-12-31 | RO | Dealing in securities | 2019-01-09 | 2019-12-31 |
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