Lee, Bruno Kam Wing 李錦榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on corporate finance | 2003-12-31 | Rep | Advising on securities | 2003-12-31 | Rep | Asset management | 2003-12-31 | Rep | Advising on securities | 2012-01-03 | 2012-05-08 | Rep | Dealing in securities | 2012-01-03 | 2012-05-08 | Rep | Asset management | 2012-01-03 | 2015-08-28 | RO | Advising on securities | 2012-05-08 | 2015-08-28 | RO | Dealing in securities | 2012-05-08 | 2015-08-28 |
| 2 | INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2004-04-02 | 2005-09-08 |
| 3 | INVESCO HONG KONG LIMITED | Rep | Advising on securities | 2004-04-02 | 2005-09-08 | Rep | Dealing in securities | 2004-04-02 | 2005-09-08 |
| 4 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2015-10-02 | 2016-01-07 | Rep | Asset management | 2015-10-02 | 2016-01-07 | Rep | Dealing in securities | 2015-10-02 | 2016-01-07 | RO | Advising on securities | 2016-01-07 | 2022-03-31 | RO | Asset management | 2016-01-07 | 2022-03-31 | RO | Dealing in securities | 2016-01-07 | 2022-03-31 |
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