Koo, Ka Lai 古嘉麗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Arta Global Futures Limited | RO | Dealing in futures contracts | 2012-08-22 | 2013-03-18 | RO | Dealing in futures contracts | 2015-02-02 | 2016-11-22 |
| 2 | Arta Global Markets Limited | RO | Dealing in securities | 2015-03-30 | 2016-11-22 |
| 3 | GOLDRIDE SECURITIES LIMITED | RO | Automated trading services | 2004-07-21 | RO | Dealing in securities | 2004-09-03 |
| 4 | Imagi Brokerage Limited | RO | Advising on futures contracts | 2018-05-25 | RO | Advising on securities | 2018-05-25 | RO | Asset management | 2018-05-25 | RO | Dealing in futures contracts | 2018-05-25 | RO | Dealing in securities | 2018-05-25 |
| 5 | MASON INVESTMENT MANAGEMENT LIMITED | RO | Advising on securities | 2012-05-18 | 2015-01-31 | RO | Asset management | 2012-08-22 | 2015-01-31 |
| 6 | Oshidori Securities Limited | RO | Dealing in securities | 2012-05-18 | 2015-01-31 | RO | Advising on securities | 2016-11-23 | 2018-05-20 | RO | Asset management | 2016-11-23 | 2018-05-20 | RO | Dealing in securities | 2016-11-23 | 2018-05-20 |
| 7 | QUANTSMILE (HK) LIMITED | RO | Asset management | 2007-04-02 | 2011-09-01 |
| 8 | Select Investment Services Limited (HK) | RO | Advising on securities | 2011-09-16 | 2012-03-09 | RO | Dealing in securities | 2011-09-16 | 2012-03-09 |
| 9 | T G SECURITIES LIMITED | RO | Dealing in securities | 2004-09-08 | 2011-09-01 | RO | Dealing in futures contracts | 2005-12-19 | 2011-09-01 |
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