Koo, Ka Lai 古嘉麗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | GOLDRIDE SECURITIES LIMITED | RO | Automated trading services | 2004-07-21 | |
2 | GOLDRIDE SECURITIES LIMITED | RO | Dealing in securities | 2004-09-03 | |
3 | T G SECURITIES LIMITED | RO | Dealing in securities | 2004-09-08 | 2011-09-01 |
4 | T G SECURITIES LIMITED | RO | Dealing in futures contracts | 2005-12-19 | 2011-09-01 |
5 | QUANTSMILE (HK) LIMITED | RO | Asset management | 2007-04-02 | 2011-09-01 |
6 | Select Investment Services Limited (HK) | RO | Advising on securities | 2011-09-16 | 2012-03-09 |
7 | Select Investment Services Limited (HK) | RO | Dealing in securities | 2011-09-16 | 2012-03-09 |
8 | MASON INVESTMENT MANAGEMENT LIMITED | RO | Advising on securities | 2012-05-18 | 2015-01-31 |
9 | Oshidori Securities Limited | RO | Dealing in securities | 2012-05-18 | 2015-01-31 |
10 | Arta Global Futures Limited | RO | Dealing in futures contracts | 2012-08-22 | 2013-03-18 |
11 | MASON INVESTMENT MANAGEMENT LIMITED | RO | Asset management | 2012-08-22 | 2015-01-31 |
12 | Arta Global Futures Limited | RO | Dealing in futures contracts | 2015-02-02 | 2016-11-22 |
13 | Arta Global Markets Limited | RO | Dealing in securities | 2015-03-30 | 2016-11-22 |
14 | Oshidori Securities Limited | RO | Advising on securities | 2016-11-23 | 2018-05-20 |
15 | Oshidori Securities Limited | RO | Asset management | 2016-11-23 | 2018-05-20 |
16 | Oshidori Securities Limited | RO | Dealing in securities | 2016-11-23 | 2018-05-20 |
17 | Imagi Brokerage Limited | RO | Advising on futures contracts | 2018-05-25 | |
18 | Imagi Brokerage Limited | RO | Advising on securities | 2018-05-25 | |
19 | Imagi Brokerage Limited | RO | Asset management | 2018-05-25 | |
20 | Imagi Brokerage Limited | RO | Dealing in futures contracts | 2018-05-25 | |
21 | Imagi Brokerage Limited | RO | Dealing in securities | 2018-05-25 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy