Ng, Simon (1973) 伍世榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Anuenue Securities Limited | Rep | Dealing in securities | 2006-04-07 | 2006-06-05 | RO | Dealing in securities | 2006-06-05 | 2007-03-31 |
| 2 | CTBC Asia Limited | RO | Dealing in securities | 2004-05-18 | 2005-12-06 | RO | Advising on corporate finance | 2004-08-19 | 2005-12-06 |
| 3 | ENLIGHTEN SECURITIES LIMITED | Rep | Dealing in securities | 2009-02-12 | 2009-03-27 | RO | Dealing in securities | 2009-03-27 | 2009-09-30 |
| 4 | Fubon Capital (HK) Limited | Rep | Advising on corporate finance | 2006-04-07 | 2006-06-05 | Rep | Dealing in securities | 2006-04-07 | 2006-06-05 | RO | Advising on corporate finance | 2006-06-05 | 2007-06-11 | RO | Dealing in securities | 2006-06-05 | 2007-06-11 |
| 5 | Golden Jade Capital Limited | Rep | Advising on corporate finance | 2009-02-12 | 2009-03-27 | RO | Advising on corporate finance | 2009-03-27 | 2009-09-30 |
| 6 | HOORAY CAPITAL LIMITED | RO | Advising on corporate finance | 2004-04-14 | RO | Advising on corporate finance | 2010-07-20 | 2023-03-31 |
| 7 | HOORAY SECURITIES LIMITED | RO | Dealing in securities | 2011-03-25 | 2023-03-31 |
| 8 | Mirae Asset Securities (HK) Limited | Rep | Dealing in securities | 2007-07-03 | 2007-07-24 | RO | Dealing in securities | 2007-07-24 | 2008-10-31 | RO | Advising on corporate finance | 2007-10-09 | 2008-10-31 |
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